drjobs Head of Compliance & MLRO - SCA (Asset Management) العربية

Head of Compliance & MLRO - SCA (Asset Management)

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1 Vacancy
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Job Location drjobs

Abu Dhabi - UAE

Monthly Salary drjobs

Not Disclosed

drjobs

Salary Not Disclosed

Vacancy

1 Vacancy

Job Description

Job Purpose:

The primary focus of this role is to ensure compliance with SCA regulations and provide compliance coverage for FABs asset management business. The role also includes responsibilities related to anti-money laundering (AML).

Key Accountabilities:

  • Perform the role of SCA Accredited Compliance Officer for FABs Asset Management business.
  • Provide asset management compliance coverage ensuring that compliance frameworks are effectively implemented and maintained.
  • Oversee compliance with SCA regulations to ensure that all activities within FAB Asset Management adhere to the required standards.
  • Manage AML and counter-terrorist financing (CTF) frameworks to protect FAB Asset Managements reputation and integrity.
  • Oversee regulatory change management to ensure the business remains compliant with evolving regulations.
  • Design and deliver training for business and functional teams.
  • Liaise with SCA regulators and ensure timely and accurate submission of all required reports and documentation.
  • Provide guidance and support to internal teams on SCA regulatory matters.
  • Implement and oversee compliance monitoring programs to ensure adherence to regulatory requirements.
  • Support the asset management business in providing compliance assessment and advice in relation to new products.
  • Support the fund approval process to ensure compliance with regulatory requirements.
  •   Collaborate with internal partners to respond appropriately to escalated compliance matters.
  • Monitor and disseminate compliance regulations and policy change.
  • Manage direct reporting lines to the board and administrative reporting lines to the CEO.

#LI-SD1


Qualifications :

  • Qualifications & Experience:

  • Fulfil of the requirements to be an SCA Accredited Compliance Officer including academic qualifications professional certificates and SCA examinations.
  • Strong knowledge of asset management compliance including relevant laws and regulations.
  • Proven ability to develop and implement compliance policies procedures and internal controls.
  • Prior experience as an MLRO and carrying out MLRO responsibilities.  Good understanding of AML risk including higher-risk geographies industries and products.
  • Clear and concise written and verbal communication skills.
  • In view of regulatory interaction and SCA circulars proficiency in Arabic is an asset.


Remote Work :

No


Employment Type :

Full-time

Employment Type

Full-time

Company Industry

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