Senior Compliance Officer
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Job Description
About the Point72 Compliance Team
The Point72 Compliance department is an industry-leading team of compliance professionals who supportglobal investment and trading activities by establishing and enforcing the firms compliance policiesproviding real-time advice and conducting pre- and post-trade surveillance. Our team is essential toPoint72s success and we provide mentorship a growth path and the opportunity for a long-term careerwith us.
What Youll Do
We are looking for a proactive and solution-oriented Compliance Officer to join our EMEA team based inDubai. You will partner with fellow compliance professionals and work closely with Point72s investmentprofessionals and others across the firm. Specifically you will:
- Provide proactive and reactive advice to investment professionals and back-office personnel
including real-time support on trading restrictions monitoring and approvals
- Review and/or draft documentation policies procedures and other aspects of the compliance
infrastructure
- Oversee and assist with completion of regulatory reporting for the region
- Help to enforce the Compliance Monitoring Program
- Track pertinent regulatory changes assess impact on business operations and assist with amendment
of procedures and communication of changes
- Deliver periodic compliance training to staff
- Support adherence to the firms Code of Ethics policies
- Assist with ad-hoc compliance tasks and projects including technology enhancements
Whats Required
- A minimum of 10 years experience including a buy-side equities trading environment
- Competent in the regulatory environment across the EMEA region
- Self-starter with strong multitasking organizational and communications skills (written and verbal)
- Excellent attention to detail with a hands-on approach and a commitment to accuracy
- Ability to work independently as well as in a team and make decisions autonomously when called
upon to do so
- Ability to collaborate and work effectively with individuals at all levels and provide time-sensitive
guidance confidently and decisively
- Strong academic background with a legal or financial related degree preferred
- Commitment to the highest ethical standards
We take care of our people
We invest in our people their careers their health and their well-being. When you work here we provide:
Fully paid health care benefits
Life and Income Protection
Educational Assistance Reimbursement
Mental Wellness Benefits
Back-up Child and Elderly Care
Business Travel Accident Insurance
About Point72
Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 yearsof investing experience Point72 seeks to deliver superior returns for its investors through fundamental andsystematic investing strategies across asset classes and geographies. We aim to attract and retain theindustrys brightest talent by cultivating an investor-led culture and committing to our peoples long-termgrowth. For more information visit Experience:
Senior IC
Employment Type
Full Time
Key Skills
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