Director of Risk and Compliance

Job Description

1. Ethics & Compliance:

o Ensure the effectiveness of Alpha Data’s compliance program by designing, empowering, and overseeing its practical implementation and functioning.

o Develop, implement, and enforce comprehensive policies and controls, ensuring compliance with securities laws, publicly traded corporations regulations, governance standards, and global ethical business practices.

o Build an initial risk profile for Alpha Data based on its current business practices and risk appetite, and lead compliance reviews/audits, risk assessments .

o Manage conflicts of interest, and gifts & entertainment disclosures made by employees.