Market Surveillance

Responsibilities:

• Effective management of regulatory and compliance matters in support of business objectives
• Ensure the AML policies and procedures are reviewed and up to date
• Assist in the preparation of MLRO reports as well as ad hoc reports
• Provide real time surveillance
• Prepare internal surveillance investigation reports on potential market misconduct
• CANDI ? maintain the operation of company announcements system used for regulatory disclosures
• Operates according to its regulatory and complication obligations including Data Protection